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https://illinoisjoblink.illinois.gov/jobs/11840329
Financial Services Risk Management Advisor, FSRM (Sector Compliance) -
Financial Services Office (Senior) (Multiple Positions), Ernst & Young
U.S. LLP, Chicago, IL.
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Assist clients in transforming their business models to address their
technology challenges, especially in leading mutual fund and hedge fund
advisors. Provide clients with strategic recommendations to manage risk
and complex global regulatory issues. Provide services to clients to
help ensure compliance with regulatory requirements governing financial
and securities institutions. Focus on financial organizations that
address SEC, CFTC, FINRA, NFA OCC and other regulatory requirements for
retail and institutional broker dealer compliance, capital markets,
banking, swap dealer trading, investment management, and investment
advisor compliance. Assess, design, and implement regulatory compliance
reporting programs to meet advisor and fund financial regulatory
requirements.\
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Provide technical guidance and share knowledge with team members with
diverse skills and backgrounds. Consistently deliver quality client
services focusing on more complex, judgmental and/or specialized issues.
Demonstrate technical capabilities and professional knowledge. Learn
about EY and its service lines and actively assess and present ways to
apply knowledge and services.
Full time employment, Monday Friday, 40-45 hours per week, 8:30 am 5:30
pm.
MINIMUM REQUIREMENTS:
Must have Bachelors degree in Finance, Economics, Business, Accounting,
Engineering, Law, or a related field and 2 years work experience in the
financial services industry. Alternatively, will accept a Masters degree
in Finance, Economics, Business, Accounting, Engineering, Law or a
related field and 1 year of work experience in the financial services
industry.
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Must have 1 year of combined experience in regulatory compliance,
accounting and/or regulatory reporting.\
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Must have 1 year of combined experience within financial services
compliance practices, including monitoring and testing, as required by
the SEC, CFTC, FINRA, NFA, OCC and/or other related regulatory bodies.
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Must have 1 year of experience working with a financial services firm in
the area of regulatory compliance or providing consulting services to
financial institutions in the area of regulatory compliance.\
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Requires domestic and regional travel up to 75% to serve client needs.
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Employer will accept any suitable combination of education, training or
experience.
Please apply on-line at ey.com/en_us/careers and click on \"Careers -
Job Search, then Search Jobs\" (Job Number 1499640).
What we offer
We offer a comprehensive compensation and benefits package where youll
be rewarded based on your performance and recognized for the value you
bring to our business. The base salary for this job is \$120,500.00 per
year. In addition, our Total Rewards package includes medical and dental
coverage, pension and 401(k) plans, and a wide range of paid time off
options. Under our flexible vacation policy, youll decide how much
vacation time you need based on your own personal circumstances. Youll
also be granted time off for designated EY Paid Holidays, Winter/Summer
breaks, Personal/Family Care, and other leaves of absence when needed to
support your physical, financial, and emotional well-being.
- Continuous learning: Youll develop the mindset and skills to
navigate whatever comes next.
- Success as defined by you: Well provide the tools and flexibility,
so you can make a meaningful impact, your way.
- Transformative leadership: Well give you the insights, coaching and
confidence to be the leader the world needs.
- Diverse and inclusive culture: Youll be embraced for who you are and
empowered o use your voice to help others find theirs.
If you can demonstrate that you meet the criteria above, please contact
us as soon as possible.
The exceptional EY experience. Its yours to build.
EY \| Building a better working world
EY exists to build a better working world, helping to create long-term
value for clients, people and society and build trust in the capital
markets.
Enabled by data and technology, diverse EY teams in over 150 countries
provide trust through assurance and help clients grow, transform and
operate.
Working across assurance, consulting, law, strategy, tax and
transactions, EY teams ask better questions to find new answers for the
complex issues facing our world today.
EY is an equal opportunity, affirmative action employer providing equal
employment opportunities to applicants and employees without regard to
race, color, religion, age, sex, sexual orientat