JOB REQUIREMENTS: At Associated Bank we strive to create an inclusive
culture where different perspectives are valued and recognized as
strengths critical to our success. If you thrive in an environment where
your growth and development are encouraged and supported, then
Associated Bank may be the right place for you. Process paperwork for
new brokerage, direct mutual funds, annuity and life business and
maintenance requests according to established procedures and within
established service standards. Ensure all paperwork is completed in its
entirety and all required forms are included. Provide support to and
serve as a resource for front-office colleagues specific to operational
procedures, processes and guidelines. Maintain an effective working
relationship with all partners and customers to ensure quick resolution
to transaction errors and problems.Job Accountabilities * Review new
account documents and disclosures submitted for brokerage, direct mutual
funds, annuity and life accounts according to established procedures and
service standards. Ensure customers are identified according CIP/BSA/AML
policies and procedures. Review to ensure accounts are coded and opened
accurately. Communicate promptly and clearly, to the appropriate
colleague(s), not in good order (NIGO) work items for timely resolution.
Submit documents timely to vendors as necessary to avoid delays. *
Review all account maintenance and service requests for required
documentation. Process all maintenance and service requests accurately
and timely according to established procedures and service standards.
Communicate promptly and clearly, to the appropriate colleague(s), not
in good order (NIGO) work items for timely resolution. * Provide
exceptional and timely support and service to front-office colleagues
specific to operational procedures and processes, general broker/dealer
product offerings, broker/dealer systems, and broker/dealer policies and
procedures by working directly with product and system vendors
resolve/trouble issues. Respond promptly and accurately to email,
telephone, service request inquiries from front-office colleagues.
Maintain procedures and knowledge base to ensure accurate and consistent
response is to front office colleagues. * Review trades that violate
compliance and operational rules and accurately release or reject the
trade in timely manner for execution. Review and release/reject
applicable client money movement... For full info follow application
link. The employment policy of Associated Banc-Corp, and its
subsidiaries and affiliates (\"Associated\") provides equal opportunity
to all persons. We support a diverse and inclusive work environment
where colleagues are respected, treated fairly, and given equal
opportunities to perform to their fullest potential. We believe it is
only with a diverse and inclusive workplace that the organization can
truly perform at its best, carry out its vision, and make a difference
for the communities we serve. ***** APPLICATION INSTRUCTIONS: Apply
Online: ipc.us/t/9D4EF66E66F0401E