This job was posted by https://www.arjoblink.arkansas.gov : For more
information, please see: https://www.arjoblink.arkansas.gov/jobs/4165472
Under minimal direction from the Compliance Manager or Compliance
Supervisor, the Compliance Analyst 2 acts as a subject matter expert
(SME) in the assigned divisions and/or departments within Arvest Bank.
The incumbent is required to be knowledgeable with applicable regulatory
requirements in the assigned area(s) and can independently recognize,
develop, and implement compliance and/or complaint management related
solutions. The Compliance Analyst 2 ensures the timely identification,
mitigation, resolution and reporting of existing, emerging and upstream
regulatory risks and issues. The incumbent assists business partners in
understanding issues identified by regulatory examination, internal
audit, Group Compliance review, risk assessments, self-assessments,
complaint management and/or gap analysis.
- Research, conduct and complete testing and/or analysis to support
findings in reviews, risk assessments, complaint management or gap
analysis consulting with a manager as needed. May serve in a lead
role for reviews, risks assessments, complaints or gap analysis.
- Conduct interviews with business units and determine follow-up
questions on risk assessments, complaints or gap analysis.
- Draft and review responses for sections of memos on complaints,
analysis and/or corrective actions.
- Participate in the change management process by analyzing and
interpreting new or changing regulations or processes. Analyze the
impact on the business. Identify potential gaps for escalation to
the assigned manager.
- Assist in the preparation for examinations, audits or facilitate the
use of outsourced testing.
- Assist in the development, editing and maintenance of compliance
manuals or other reference resources or reporting.
- Act as the SME for the assigned business units regarding specific
compliance topics for the organization.
- Understand and comply with bank policy, laws, regulations, and the
bank\'s BSA/AML Program, as applicable to your job duties. This
includes but is not limited to; complete compliance training and
adhere to internal procedures and controls; report any known
violations of compliance policy, laws, or regulations and report any
suspicious customer and/or account activity.
- Support and uphold the Arvest Mission Statement.