JOB REQUIREMENTS: Description Elevate Your Career Work where your ideas
have impact COMPANY Allspring Global Investments is a leading
independent asset management firm that offers a broad range of
investment products and solutions designed to help meet clients\' goals.
At Allspring, our vision is to inspire a new era of investing that
pursues both financial returns and positive outcomes. With decades of
trusted experience propelling us forward, we strive to build portfolios
aimed at generating successful outcomes for our clients. We do this
through the independence of thought that powers our investment
strategies and by bringing a renewed approach to look around the corner
to unlock what\'s possible. Allspring is a company committed to
thoughtful investing, purposeful planning, and the desire to deliver
outcomes that expand above and beyond financial gains. For more
information, please visit About Us - Allspring Global Investments. At
Allspring, unique views inspire us. We leverage the diversity of people,
ideas, and skills to help our clients pursue their financial goals. We
strive to attract and retain a diverse talent pool that enables us to
better serve our global client base. Intentionally fostering a diverse
and inclusive culture allows us to empower innovation, productivity, and
engagement. It\'s also essential for elevating the experience of our
clients as well as the communities in which we operate. Thank you for
considering Allspring as you explore the next step in your career
journey. Position The Team Member will be an integral part of the
Allspring Regulatory Compliance team supporting the Allspring Global
Investments Compliance Program activities including managing the firm\'s
books and records requirements, leading the information barrier
compliance oversight process, coordinating international regulatory
filings and reporting, supporting the NFA/CFTC program, and various
projects and compliance oversight activities to support the Asset
Management risk-based compliance program to assure compliance with
significant regulatory requirements (i.e., SEC, CFTC, etc.) as well as
firm policies. The Team Member will assist the Compliance manager in
designing and developing compliance process, control activities,
methodologies, compliance monitoring activities, and will consult with
senior compliance and business management on compliance policies,
procedures, and controls for the respective business/functional area.
The Team Member will also ensure identified compliance issues are
escalated, addressed and validated in accordance with firm Policies. The
team member will participate in compliance projects, as needed,
including diving into... For full info follow application link. We are
an Equal Opportunity/Affirmative Action Employer. We consider all
qualified applicants for employment regardless of age, race, color,
national origin, sex, religion, veteran status, disability, sexual
orientation, gender identity, or any other protected status. *****
APPLICATION INSTRUCTIONS: Apply Online: ipc.us/t/4370482E667246DE