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Ameriprise Financial is looking to add a Senior Audit Manager to the team! Responsibilities include planning and performing complex portions of the Risk & Control Services plan, including concurrent audit and SOX/MAR/FDICIA compliance activities, as well as communicating objectives and results to various levels of management. Key Responsibilities: Identify control deficiencies, assess exposure and significance, and propose cost effective recommendations. Follow a structured approach to evaluate and improve the effectiveness of risk management, control, and governance processes. Oversee and validate Management Action Plan status and recommend closure of Management Action Plans when actions are complete and identified deficiency has been addressed. Supervise and lead assigned projects and provide leadership to peers and others as needed in the work assigned. Own the scope, schedule, and deliverables of assigned work. Proactively communicate and escalate challenges and roadblocks that impact ability to meet established timelines. Coordinate with the appropriate control groups in planning and performing assigned work. Complete risk assessments in conformance with department standards, generally in complex areas. Recommend changes to Risk and Control Services plan to focus efforts on risk areas and provide value to stakeholders. Recommend changes to Risk and Control Services processes and methodologies, as appropriate. Required Qualifications Bachelor's degree 5+ years of experience Experience with leading multiple projects. Expanded knowledge/understanding across multiple lines of business and/or develop knowledge/understanding in critical subject matter area. Ability to transfer knowledge and assist others to expand audit skills and business knowledge. Ability to coordinate with appropriate control groups in planning and performing assigned work. Proven knowledge and accurate application of control and audit theory Preferred Qualifications Finance or Accounting degree Certifications in CIA, CISA, CPA, CFSA Financial Services and Banking experience Broker-Dealer experience